SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
DHARIA ARVIND

(Last) (First) (Middle)
C/O STEVEN MADDEN, LTD
52-16 BARNETT AVENUE

(Street)
LONG ISLAND CITY NY 11104

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STEVEN MADDEN, LTD. [ SHOO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/09/2004
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.0001 per share ("Common Stock") 12/09/2004 P 600 A $6.57(1) 141,828(13) D
Common Stock 12/09/2004 P 1,400 A $6.57(2) 141,828(13) D
Common Stock 12/09/2004 P 14,700 A $9.55(3) 141,828(13) D
Common Stock 12/09/2004 P 116 A $9.55(4) 141,828(13) D
Common Stock 12/09/2004 P 300 A $9.55(5) 141,828(13) D
Common Stock 12/09/2004 P 500 A $9.55(6) 141,828(13) D
Common Stock 12/09/2004 P 300 A $9.55(7) 141,828(13) D
Common Stock 12/09/2004 P 100 A $9.55(8) 141,828(13) D
Common Stock 12/09/2004 P 626 A $9.55(9) 141,828(13) D
Common Stock 12/09/2004 P 230 A $9.55(10) 141,828(13) D
Common Stock 12/09/2004 P 100 A $9.55(11) 141,828(13) D
Common Stock 12/09/2004 P 1,200 A $9.55(12) 141,828(13) D
Common Stock 12/09/2004 S 600 D $18.94 141,828(13) D
Common Stock 12/09/2004 S 1,400 D $18.98 141,828(13) D
Common Stock 12/09/2004 S 14,700 D $18.75 141,828(13) D
Common Stock 12/09/2004 S 116 D $18.77 141,828(13) D
Common Stock 12/09/2004 S 300 D $18.78 141,828(13) D
Common Stock 12/09/2004 S 500 D $18.89 141,828(13) D
Common Stock 12/09/2004 S 300 D $18.9 141,828(13) D
Common Stock 12/09/2004 S 100 D $18.91 141,828(13) D
Common Stock 12/09/2004 S 626 D $18.93 141,828(13) D
Common Stock 12/09/2004 S 230 D $18.93 141,828(13) D
Common Stock 12/09/2004 S 100 D $18.95 141,828(13) D
Common Stock 12/09/2004 S 1,200 D $18.98 141,828(13) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. On December 9, 2004, the Reporting Person exercised options to purchase 600 shares of Common Stock at an exercise price of $6.57 per share, which options had been previously granted to the Reporting Person on June 30, 2000.
2. On December 9, 2004, the Reporting Person exercised options to purchase 1,400 shares of Common Stock at an exercise price of $6.57 per share, which options had been previously granted to the Reporting Person on June 30, 2000.
3. On December 9, 2004, the Reporting Person exercised options to purchase 14,700 shares of Common Stock at an exercise price of $9.55 per share, which options had been previously granted to the Reporting Person on September 25, 2001.
4. On December 9, 2004, the Reporting Person exercised options to purchase 116 shares of Common Stock at an exercise price of $9.55 per share, which options had been previously granted to the Reporting Person on September 25, 2001.
5. On December 9, 2004, the Reporting Person exercised options to purchase 300 shares of Common Stock at an exercise price of $9.55 per share, which options had been previously granted to the Reporting Person on September 25, 2001.
6. On December 9, 2004, the Reporting Person exercised options to purchase 500 shares of Common Stock at an exercise price of $9.55 per share, which options had been previously granted to the Reporting Person on September 25, 2001.
7. On December 9, 2004, the Reporting Person exercised options to purchase 300 shares of Common Stock at an exercise price of $9.55 per share, which options had been previously granted to the Reporting Person on September 25, 2001.
8. On December 9, 2004, the Reporting Person exercised options to purchase 100 shares of Common Stock at an exercise price of $9.55 per share, which options had been previously granted to the Reporting Person on September 25, 2001.
9. On December 9, 2004, the Reporting Person exercised options to purchase 626 shares of Common Stock at an exercise price of $9.55 per share, which options had been previously granted to the Reporting Person on September 25, 2001.
10. On December 9, 2004, the Reporting Person exercised options to purchase 230 shares of Common Stock at an exercise price of $9.55 per share, which options had been previously granted to the Reporting Person on September 25, 2001.
11. On December 9, 2004, the Reporting Person exercised options to purchase 100 shares of Common Stock at an exercise price of $9.55 per share, which options had been previously granted to the Reporting Person on September 25, 2001.
12. On December 9, 2004, the Reporting Person exercised options to purchase 1,200 shares of Common Stock at an exercise price of $9.55 per share, which options had been previously granted to the Reporting Person on September 25, 2001.
13. As of December 9, 2004 (after giving effect to the transactions reported on this Form 4), the Reporting Person held options to purchase 141,828 shares of Common Stock.
Remarks:
ARVIND DHARIA 12/09/2004
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.